Oh, Behave: the Regulation of Financial Conduct and Individual Accountability in Singapore and the UK

SEA View, Article XVIII: July 2021

29 July 2021

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In September 2021, approximately five years after the UK's introduction of its Senior Managers and Certification Regime, Singapore's Guidelines on Individual Accountability and Conduct in the financial sector will come into effect. Financial institutions with a presence in the city-state should pay attention to them with a view to achieving compliance beforehand.

Keywords Guidelines on Individual Accountability and Conduct, Senior Managers Regime, Singapore, United Kingdom, Monetary Authority of Singapore, Financial Conduct Authority, Duty of responsibility

Languages English

Topics Life Insurance / Re-insurance, Banking Regulation, Financial Services Regulatory Investigations and Enforcement, Financial Services Securities and Markets Regulation, Funds and Asset Management

Countries Australia, People's Republic of China, Hong Kong, Indonesia, Japan, South Korea, Mongolia, Singapore, Vietnam, United Kingdom

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