Hong Kong Corporate & Regulatory Insights – August 2022

The topics covered in the newsletter of August 2022 provide an overview of key developments in equity capital markets, financial services regulation and data protection, which include, amongst others:

• The Stock Exchange of Hong Kong (SEHK) publishes new enforcement bulletin (August 2022 edition).
• SEHK publishes revised e-forms for new applicants.
• Circular to licensed corporations on review of online brokerage, distribution and advisory services.
• Guideline on the auditor’s report for application for certification of funds for funds and investment managers.
• The Office of the Privacy Commissioner for Personal Data (PCPD) laid charges in a doxxing case.
• PCPD issues guidance note on data security measures for information and communications technology.

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Authored by the Hong Kong Corporate and Regulatory team.